Page 6 - 期货和衍生品行业监管动态（2024年5月）

期货和衍生品行业监管动态

13. “金融影响者”被指控推广未经授权交易计划（2024 年 5 月 16 日）............... 29

‘Finfluencers’ Charged for Promoting Unauthorised Trading Scheme (2024/5/16)..

..........................................................................................................................................30

境外资讯——新加坡...............................................................................................................31

14. 日本与新加坡续签双边互换协议（2024 年 5 月 21 日）...................................31

Renewal of Bilateral Swap Arrangement between Japan and Singapore (2024/5/21)

..................................................................................................................................................31

境外资讯——中国香港...........................................................................................................33

15. 中国人民银行、香港证券及期货事务监察委员会、香港金融管理局联合新闻

稿——优化“互换通”机制安排促进中国金融市场高水平对外开放（2024 年 5 月 13 日）

..................................................................................................................................................33

Joint Press Release of the PBOC, the SFC and the HKMA on Swap Connect

Enhancements to Advance High-quality Opening-up of China’s Financial Markets

(2024/5/13)...............................................................................................................................34

境内资讯...................................................................................................................................36

? 金融监管机构 Financial Regulatory Authority............................................................. 36

1. “长牙带刺”“严监严管”证监会持续加大证券期货违法行为打击力度——中国证

监会 2023 年执法情况综述（2024 年 5 月 15 日）............................................................36

“Tough and Stringent” Enforcement: CSRC Continues to Strengthen Crackdown

on Securities and Futures Violations——Summary of the China Securities Regulatory

Commission’s Enforcement in 2023 (2024/5/15).................................................................36

2. 中国证监会威尼斯赌博游戏_威尼斯赌场-app官网：完善证券期货纠纷多元化解机制 深入推进诉源治理的工作方

案（2024 年 5 月 15 日）...................................................................................................... 37

Work Plan of China Securities Regulatory Commission on Improving the

Diversified Resolution Mechanism of Securities and Futures Disputes and Further

3