Page 13 - 期货和衍生品行业监管动态（2024年5月）

期货和衍生品行业监管动态

最终规则将在《联邦公报》上发表后 60 天生效。报告公司必须在其发表后

两年内遵守该最终规则。

CFTC Approves Final Rules on Large Trader Reporting for Futures and Options

(2024/4/30)

The Commodity Futures Trading Commission today announced approval of final

rules to amend its large trading reporting regulations for futures and options. These

regulations require futures commission merchants, clearing members, foreign brokers,

and certain reporting markets (reporting firms) to report to the Commission position

information for the largest futures and options traders.

The final rules replace the data elements currently enumerated in the CFTC’s

regulations with an appendix specifying applicable data elements. The final rules also

provide for the publication of a separate Part 17 Guidebook specifying the form and

manner for reporting. In addition, the final rules remove the outdated 80-character

data submission standard in the CFTC’s regulations. That standard will be replaced by

a FIXML standard, as set out in the Part 17 Guidebook.

“These amendments will modernize the CFTC’s large trader position reporting

and align it with other reporting structures set out in the CFTC’s regulations,” said

Vince McGonagle, Director of the Division of Market Oversight.

The final rules are effective 60 days after publication in the Federal Register.

Reporting firms must comply with the final rules two years after publication in the

Federal Register.

https://www.cftc.gov/PressRoom/PressReleases/8902-24

3. 美国商品期货交易委员会发布威尼斯赌博游戏_威尼斯赌场-app官网：事件合约的草案（2024 年 5 月 10 日）

该草案将涉及政治竞选的事件合约定义为赌博

3